Magnum & Associates
Regulatory & Compliance
Mangum & Associates has a considerable breadth of SEC regulatory and compliance experience, ranging across every one of our services and disciplines. This includes representing a variety of domestic and international clients such as hedge funds, start-up companies, private equity funds, FINRA broker/dealers, venture capitalists, individual entrepreneurs, and more on almost any aspect of a financial transaction.
Our regulatory and compliance attorneys will counsel you on day-to-day operations to ensure you are always in accordance with ever-changing federal and state securities laws and regulations.