Resolving a thorny SEC investigation
Our firm recently handled a case where our client, an oil and gas drilling company, was facing multiple and concurrent investigations by state and federal securities regulators, which caused significant damage to investor relations and burdened company management. Our first step was to successfully negotiate and narrowly tailor the SEC and state investigations and highlight the many reasons why the investigation of our client was unwarranted.
We were then able to get all of the investigations dropped or concluded with no adverse outcome or penalty to the client within a 12 month timeframe — an incredibly short time frame in this type of situation.
Completing a successful triangular merger
For a client who builds and manages corporate special event centers across the United States, we helped complete a reverse triangular merger, corporate restructuring, and a subsequent capital equity offering of $20,000,000.
Securing an EB5 Visa for a Chinese company
We were retained by a Chinese-owned real estate development firm to structure a new U.S. job-creation business enterprise that constructed school, residential, and commercial properties throughout the U.S.
Compliant Initial Coin Offering (ICO)
We recently helped a multi-national cryptocurrency issuer structure an initial coin offering (ICO) in compliance with U.S. securities laws pursuant to a Simple Agreement for Future Tokens (SAFT) to U.S. accredited investors under Regulation D Rule 506(c) of the Securities Act of 1933, as amended, and Regulation S for international non-U.S. token / SAFT investors.
Current and Past Clients
2nd Market Capital
Airtime Labs
Allied Global Investments
Anasazi Gold Organics
Atlantic Property Fund
Attobahn
Awake On Purpose LLC
Baba Joe Diamond Ventures
Black Gold
Black Pearl Exploration
BlueSkyBit, Inc.
Brighton Capital
Bucket List Adventures
Canyon Rim Capital
Carte Blanche Resources
CK Metals
Coastline Capital Group
Compass Energy Partners
Comprindeo Software
Creatures Film Partners
Crimson Canyon Real Estate
Danick Resources
DAX Capital Fund
Deaflix Broadcasting
DeedGrabber Tax Lien Fund
Deep Gold Exploration
DeHedge
Downing Street Capital
Dream Shield Automotive Corp
East West Investment Group
EMHC Oil Investment Corp
Equity Capital Fund
Equity Trac Real Estate
Even Stevens Sandwiches
Evergreen USA EB5
Exclusive Private Sale USA
Expansion Ammunition
Fallcatcher Software
Financially Fit
First National Realty Partners
FirstVitals Health and Wellness
Franchise Equity Consortium
Furex Blockchain Solutions
Gateway Blockchain Partners LP
GenEOS
GIPPER Series Fund
Global Private Lenders
Golden Business Solutions EB5
Golden Gate Fund
GRITT Industries
Haracoin
Honeyguide Exploration
i9 Sports
Income Booster Fund
Insider's Cash
Insight Housing
Internal Medicine Network Group
Ivy Preferred Equity Fund
JPR Capital
KareCall
Lasoroc International
Life Elixir
Lifestyle Stem Cell Therapy
Lutetium Real Estate Holdings
M10 Outlet Corp.
MAGI Brass Real Estate
Maison de Raviol
Martech Fire Solutions
MFGIO, Inc.
MGR Capital Oil and Gas
Millennium International Group
Morginsuisse Holdings
Murdock Investments
Myanmar Offshore Investment Fund
Natural Code
Nex7
Notable Investments
Nytone Medical Products
Orion Aerospace
Osborne Companies
Palm Capital
Peabody’s Self Storage
PHL Vision Hedge Fund
PixarBio
POCO Oil & Gas
Porch Financial
ProActive Real Estate Fund
Prominence Capital Partners
RC Investment Partners
Real Estate Pro Buyers
Red 19 Sports Properties
RED Development EB5
Resolution Capital
Revocycle
RMD Real Estate Fund
Sand Springs EB5
Savvy Wellness
Sawtooth Software
SCVINLLC Real Estate
Secure Private Fund
Skywalk Development
Special Purpose Equities Fund
Starlight Properties
Stikit Designs
Stratosphere Surgical Centers
Studio Physiques
Sundance Capital Group
SureMark Capital
Taste Artisan Chocolate (replace “Fine” with “Artisan")
Taste Fine Chocolate
The Falls Event Centers
Tommaso Cardullo Fashion
Town & Country Capital
Triangle Restaurant Group
Trivium Strategic Capital
Ukraine Finance Partners
US Lighting Group
Valor Wealth Management
Vega Rock Real Estate
Ventor Avenue
Vision Growth Fund
Wamba
Wind Chase Partners
Winthrop Bentley Capital
Wirexo
WSDA Development EB5
XYZ Real Estate Group
Zogoworx
ZuLoo
Sample Testimonials
"Mangum & Associates expertly helped us set up a Delaware investment fund for our California-based real estate development firm for projects we’re developing across multiple jurisdictions including New York, Indiana and Missouri. Their attorneys also successfully helped us "blue sky” our investment fund's offering for investors residing across 35 other U.S. states."
— Multi-State Real Estate Fund Client
“The top level securities attorneys of Mangum & Associates assisted us in the establishment of our multi-million dollar global master fund on the island of the Republic of Mauritius and our associated U.S. Delaware LP feeder fund, which targets growth investments across Southeast Asia. We are extremely happy with their professionalism and high level of service."
— Offshore Specialty Investment Fund Client
“With very little preparation, Mangum & Associates helped us structure a solid common stock direct public offering under the SEC’s newly revised Regulation A (AKA Reg A+) with a view towards our future initial public offering and planned public listing on the NYSE.”
— Growth Company Client
