Magnum & Associates
Capital Market & Securities Law
Mangum & Associates represents issuers, private and public companies, and fund managers in a wide variety of areas, including regulatory compliance matters, securities transactional work, and private and public offerings. Depending on your needs, we take whatever steps are necessary to help you navigate these complicated federal and state regulations or close your transaction, from preparing disclosure statements, negotiating agreements with all involved parties, and filing reports to conversing with SEC, ensuring compliance after registration, and more.
Our securities team will assist you at any stage in your capital-raising transactions, from planning your investment offering to structuring the terms of the securities themselves, to advising you on potential claims such as market manipulation and fraud, as well as representing you in any litigation arising from your investments (See SEC Defense). Due to the ever-changing regulatory landscape, we maintain close ongoing relationships with our clients to ensure they are in accordance with federal and state securities laws and regulations.