Magnum & Associates

SEC Defense

Mangum & Associates will represent you in almost any federal or state SEC investigation, civil or criminal enforcement action, or litigation that arises from your investments, including fraud or market manipulation cases, corporate governance litigation, insider trading or investor disputes, or investment disclosure and communication.

 

We also have substantial experience in internal investigations and correspondences with the SEC, FINRA, NYSE, NASDAQ, and other major government agencies. Our securities group remains current on the ever-changing regulatory environment and will provide our range of clients with the best possible solutions to these matters.